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Thomas E. Geyer is Commissioner, Ohio Division of Securities. Adjunct Professor, Capital University Law School. B.B.A.. University of Notre Dame, 1987; J.D., with honors, The Ohio State University College of Law. 1990. Some material in this article appeared in. articles written by the author that were published in OHIO SECURITIES BULLETIN 96:3, OHIO SECURITIES BULLETIN 96:4, and OHIO SECURITIES BULLETIN 97:2.

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